论文标题

从非理想的角度来看算法公平

Algorithmic Fairness from a Non-ideal Perspective

论文作者

Fazelpour, Sina, Lipton, Zachary C.

论文摘要

受到预测建模的最新突破的启发,工业和政府的从业人员都转向机器学习,希望通过运营预测来推动自动决策。不幸的是,许多有关后果决策(例如正义或公平)的社会逃避者在纯粹的预测框架内没有自然的表述。为了减轻这些问题,研究人员提出了各种指标,以量化与各种统计平等的偏差,我们可能希望在一个公平的世界中观察到这些指标,并提供了各种算法,以实现满足这些平等的子集或贸易的贸易程度,以使他们满足效用。在本文中,我们将这种方法与\ emph {Fair Machine Learning}连接到有关政治哲学中理想和非理想方法论方法的文献。理想的方法需要根据公正世界将运作的原则提出原则。在理想理论的最直接应用中,人们通过争辩说,它封闭了真实与完美的世界之间的差异,从而支持了拟议的政策。但是,通过未能说明我们的非理想世界,各种决策者的责任以及拟议的政策的影响,理想思维的幼稚应用可能会导致误导干预措施。在本文中,我们展示了公平的机器学习文献与政治哲学中理想的方法之间的联系,并认为拟议的公平机器学习算法的越来越明显的缺点反映了理想方法所面临的更广泛的麻烦。我们以对误导解决方案的危害,重新解释不可能结果的危害以及未来研究的方向进行了批判性讨论。

Inspired by recent breakthroughs in predictive modeling, practitioners in both industry and government have turned to machine learning with hopes of operationalizing predictions to drive automated decisions. Unfortunately, many social desiderata concerning consequential decisions, such as justice or fairness, have no natural formulation within a purely predictive framework. In efforts to mitigate these problems, researchers have proposed a variety of metrics for quantifying deviations from various statistical parities that we might expect to observe in a fair world and offered a variety of algorithms in attempts to satisfy subsets of these parities or to trade off the degree to which they are satisfied against utility. In this paper, we connect this approach to \emph{fair machine learning} to the literature on ideal and non-ideal methodological approaches in political philosophy. The ideal approach requires positing the principles according to which a just world would operate. In the most straightforward application of ideal theory, one supports a proposed policy by arguing that it closes a discrepancy between the real and the perfectly just world. However, by failing to account for the mechanisms by which our non-ideal world arose, the responsibilities of various decision-makers, and the impacts of proposed policies, naive applications of ideal thinking can lead to misguided interventions. In this paper, we demonstrate a connection between the fair machine learning literature and the ideal approach in political philosophy, and argue that the increasingly apparent shortcomings of proposed fair machine learning algorithms reflect broader troubles faced by the ideal approach. We conclude with a critical discussion of the harms of misguided solutions, a reinterpretation of impossibility results, and directions for future research.

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