论文标题

通过将第一原则电子摩擦纳入激体速率理论I:理论中的耗散隧道率

Dissipative Tunneling Rates through the Incorporation of First-Principles Electronic Friction in Instanton Rate Theory I: Theory

论文作者

Litman, Y., Pós, E. S., Box, C. L., Martinazzo, R., Maurer, R. J., Rossi, M.

论文摘要

在多种技术应用中,涉及金属表面和杂质的杂质上的杂质的反应是无处不在的。这种反应的理论建模给理论带来了巨大的挑战,因为核量子效应(NQE)可以发挥重要作用,并且原子运动与金属中电子的耦合会导致重要的非绝热效应(NAES)改变原子动力学。在这项工作中,我们得出了一个捕获NQE和NAE的理论框架,并且由于其高效率,可以应用于高维实际系统中反应速率的第一原理计算。更详细地,我们开发了一种方法,我们从适用于系统托架模型的环形聚合物Instanton形式主义开始,将其与显式摩擦(RPI-FEF)插入。我们得出结合摩擦张量的空间和频率依赖性的常规方程,然后将此方法与\ textIt {ab intio}电子摩擦形式主义相结合,以计算热反应速率。我们表明,这项工作中提出的RPI-EF与电子摩擦张量的形式之间的连接不需要进一步的近似值,并且只要两种基本理论的近似值均保持有效,它将有效。

Reactions involving adsorbates on metallic surfaces and impurities in bulk metals are ubiquitous in a wide range of technological applications. The theoretical modelling of such reactions presents a formidable challenge for theory because nuclear quantum effects (NQEs) can play a prominent role and the coupling of the atomic motion with the electrons in the metal gives rise to important non-adiabatic effects (NAEs) that alter atomic dynamics. In this work, we derive a theoretical framework that captures both NQEs and NAEs and, due to its high efficiency, can be applied to first-principles calculations of reaction rates in high-dimensional realistic systems. In more detail, we develop a method that we coin ring polymer instanton with explicit friction (RPI-EF), starting from the ring-polymer instanton formalism applied to a system-bath model. We derive general equations that incorporate the spatial and frequency dependence of the friction tensor, and then combine this method with the \textit{ab initio} electronic friction formalism for the calculation of thermal reaction rates. We show that the connection between RPI-EF and the form of the electronic friction tensor presented in this work does not require any further approximations, and it is expected to be valid as long as the approximations of both underlying theories remain valid.

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