论文标题
具有输入的非线性系统的Koopman形式
Koopman Form of Nonlinear Systems with Inputs
论文作者
论文摘要
Koopman框架通过通常无限维度的全球线性嵌入来提出有限维非线性系统的线性表示。最初,Koopman形式主义是为自主系统得出的。在具有输入的系统的应用中,假定Koopman模型的线性时间不变(LTI)形式,因为它有助于使用控制技术,例如线性二次调节和模型预测控制。但是,可以很容易地表明,此假设不足以捕获基础非线性系统的动力学。直到最近才制定了具有线性或对照膜输入的启动的连续时间系统的适当理论扩展,但是尚未开发到离散时间系统和一般连续时系统的扩展。在本文中,我们在连续和离散的时间内系统地调查并分析了在输入中的提升形式。我们证明,由此产生的提升表示形式为状态转换是线性的Koopman模型,但是输入矩阵已成为状态依赖性(在离散时间案例中依赖于状态和输入依赖性),从而产生了底层系统的特殊结构线性参数变化(LPV)的描述。我们还提供了有关输入矩阵的依赖性对产生表示形式的依赖程度以及系统行为如何通过LTI Koopman表示可以近似的程度。引入的理论洞察力极大地有助于使用Koopman模型在系统识别中执行正确的模型结构选择,并为通过Koopman方法控制非线性系统的LTI或LPV技术做出正确的选择。
The Koopman framework proposes a linear representation of finite-dimensional nonlinear systems through a generally infinite-dimensional globally linear embedding. Originally, the Koopman formalism has been derived for autonomous systems. In applications for systems with inputs, generally a linear time invariant (LTI) form of the Koopman model is assumed, as it facilitates the use of control techniques such as linear quadratic regulation and model predictive control. However, it can be easily shown that this assumption is insufficient to capture the dynamics of the underlying nonlinear system. Proper theoretical extension for actuated continuous-time systems with a linear or a control-affine input has been worked out only recently, however extensions to discrete-time systems and general continuous-time systems have not been developed yet. In the present paper, we systematically investigate and analytically derive lifted forms under inputs for a rather wide class of nonlinear systems in both continuous and discrete time. We prove that the resulting lifted representations give Koopman models where the state transition is linear, but the input matrix becomes state-dependent (state and input-dependent in the discrete-time case), giving rise to a specially structured linear parameter-varying (LPV) description of the underlying system. We also provide error bounds on how much the dependency of the input matrix contributes to the resulting representation and how well the system behaviour can be approximated by an LTI Koopman representation. The introduced theoretical insight greatly helps for performing proper model structure selection in system identification with Koopman models as well as making a proper choice for LTI or LPV techniques for the control of nonlinear systems through the Koopman approach.