论文标题

基于转移学习的锂离子电池的健康状况与周期同步

Transfer Learning-based State of Health Estimation for Lithium-ion Battery with Cycle Synchronization

论文作者

Zhou, Kate Qi, Qin, Yan, Yuen, Chau

论文摘要

准确估计电池的健康状况(SOH)有助于防止电池供电的应用出乎意料的失败。随着减少新电池模型培训的数据要求的优势,转移学习(TL)成为一种有前途的机器学习方法,该方法应用了从源电池中学到的知识,该方法具有大量数据。但是,尽管这些是成功的TL的关键组成部分,但很少讨论源电池模型是否合理以及可以传输的信息的哪一部分的确定。为了应对这些挑战,本文提出了一种基于可解释的TL的SOH估计方法,通过利用时间动态来帮助转移学习,该方法由三个部分组成。首先,在动态时间扭曲的帮助下,放电时间序列的时间数据被同步,从而产生了循环同步时间序列的扭曲路径,这些时间序列负责使周期上的容量降解。其次,从周期同步时间序列的空间路径中检索的规范变体用于在源电池和目标电池之间进行分布相似性分析。第三,当分布相似性在预定义的阈值范围内时,通过从源SOH估计模型中传输常见的时间动力学来构建一个全面的目标SOH估计模型,并用目标电池的残留模型补偿错误。通过广泛使用的开源基准数据集,与现有方法相比,通过根平方误差评估的拟议方法的估计误差高达0.0034。

Accurately estimating a battery's state of health (SOH) helps prevent battery-powered applications from failing unexpectedly. With the superiority of reducing the data requirement of model training for new batteries, transfer learning (TL) emerges as a promising machine learning approach that applies knowledge learned from a source battery, which has a large amount of data. However, the determination of whether the source battery model is reasonable and which part of information can be transferred for SOH estimation are rarely discussed, despite these being critical components of a successful TL. To address these challenges, this paper proposes an interpretable TL-based SOH estimation method by exploiting the temporal dynamic to assist transfer learning, which consists of three parts. First, with the help of dynamic time warping, the temporal data from the discharge time series are synchronized, yielding the warping path of the cycle-synchronized time series responsible for capacity degradation over cycles. Second, the canonical variates retrieved from the spatial path of the cycle-synchronized time series are used for distribution similarity analysis between the source and target batteries. Third, when the distribution similarity is within the predefined threshold, a comprehensive target SOH estimation model is constructed by transferring the common temporal dynamics from the source SOH estimation model and compensating the errors with a residual model from the target battery. Through a widely-used open-source benchmark dataset, the estimation error of the proposed method evaluated by the root mean squared error is as low as 0.0034 resulting in a 77% accuracy improvement compared with existing methods.

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